WebFeb 10, 2024 · The Proposed Rules represent the most significant proposed rulemaking applicable to private fund advisers by the SEC under Chairman Gensler, and follow on the heels of a risk alert regarding private fund adviser deficiencies and proposed amendments to Form PF. This alert provides an executive summary of the new Proposed Rules, and will … WebJan 26, 2024 · As anticipated in an earlier SECond Opinions post, the SEC voted 3-1 today to approve proposed amendments to Form Private Fund (PF), a form the commission uses to collect data about hedge funds, private equity funds and other private funds.
Form PF Regulatory & Compliance Maples Group
WebAug 10, 2024 · The plan would require more detailed information about the investment strategies employed by hedge funds. The Securities and Exchange Commission voted Wednesday to propose amendments to Form... WebFeb 7, 2024 · The Proposal includes: (i) new current reporting requirements for large hedge fund advisers 1 and advisers to private equity funds, obligating such advisers to report a number of specified events to the SEC within one business day of their occurrence; (ii) a lowered threshold for large private equity adviser reporting; (iii) certain revised … ctf50a
U.S. SEC to ramp up hedge fund, private equity fund scrutiny
WebJan 31, 2024 · New current reporting requirements for large hedge fund managers would include: (1) losses of over 20% of NAV; (2) significant margin and counterparty events of default; (3) material changes in prime broker relationships; (4) changes in unencumbered cash; (5) significant disruptions in key operations; and (6) significant redemption events. WebMar 11, 2024 · Friday, March 11, 2024. On January 26, 2024, the U.S. Securities and Exchange Commission (the “SEC”) proposed amendments to Form PF and related rules … WebMar 4, 2024 · On January 26, 2024, the US Securities and Exchange Commission (SEC or Commission) voted in favor of proposing amendments to Form PF, which is the confidential reporting form that certain SEC-registered investment advisers to … ctf50